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Summary
With Regulation 605 changes and expansion arriving in the coming quarters, we welcome you to join our live webinar to discuss what to expect when it comes to your regulatory needs in 2025 and beyond.
After many years of continuity, Regulation 605 is undergoing significant change and expansion. We will analyze what those changes mean for you and how our services will help you meet those new challenges.
Speaking during our webinar will be Kartik Arthanat, our Head of Product Development for S&P Global Trading Analytics, who will highlight what is currently known about the 605 changes and what to expect in the coming months.
We will analyze some of the major changes to the rule, including:
- Modification to types of firms that need to produce a 605 report.
- Changes to scope of orders covered: what needs to be included now?
- Expansion of order type categories: Marketable vs Executable
- Changes to order bucketing: from shares to notional
- New Reports: Detail vs Summary
- New Benchmarks: Size Improvement, Best Available Displayed Price, Relative Fill Rate among others
- Modification of required data: how will my data files need to be expanded?
- Dependency with other regulations
Moderator
S&P Global Market Intelligence
Bill O’shea
Director & Global Head of Trading Analytics Business Development
Prior to joining S&P Global, Bill held multiple roles at key financial services organizations such as Instinet and ITG Virtu leading sales and account management teams, while amassing over 20 years of experience in the TCA and trading analytics space.
Bill graduated from Boston College's Morrissey School of Arts And Sciences with a Bachelor of History.
Speakers
S&P Global Market Intelligence
Kartik Arthanat
Director, Head of Product Development for Trading Analytics
Kartik has more than a decade of financial services experience, primarily focused on Transaction Cost Analysis (TCA), Best-Execution, and Securities Lending.
In his current role, Kartik leads the product development for S&P Global’s multi-asset TCA and Best-Execution solutions. TCA and Best-Execution frameworks allows investment service providers (traders, investment managers, and brokers) to quantify performance on trade execution, maximize the portfolio alpha, optimize trading algorithms, and improve the investment decision process.
Prior to joining S&P Global, Kartik held multiple leadership roles both in product management and software development serving Citigroup’s institutional clients through a technology partner firm. In his previous roles, he designed and implemented solutions for Citigroup’s Prime Brokerage and Securities Lending products and drove technical design and implementation for one of the largest ever joint venture initiatives in the wealth management space of Smith Barney and Morgan Stanley.
Kartik holds a Master of Business Administration with concentration in New Product Development, Pricing Strategies, and Marketing Management from The University of Chicago Booth School of Business.
Questions?
Please contact us if you need more information or have trouble accessing the webinar.